Download GTU (Gujarat Technological University) MBA 2019 Winter 4th Sem 2840601 Investment Banking Previous Question Paper
GUJARAT TECHNOLOGICAL UNIVERSITY
MBA - SEMESTER ? IV EXAMINATION ? WINTER 2019
Subject Code: 2840601 Date: 03-12-2019
Subject Name: Investment Banking
Time: 02.30 PM to 5.30 PM Total Marks: 70
Instructions:
1. Attempt all questions.
2. Make suitable assumptions wherever necessary.
3. Figures to the right indicate full marks.
Q: 1 6
1
A market where new securities are bought and sold for the first time is known as a
__________ market.
(A)primary
(B)secondary
(C)tertiary
(D)capital
2
To regulate scam in Indian capital market, which of the following body has
regulatory power:
(A) SEBI (B) RBI ( C ) IRDA
3
Which of the following is/are treated as like artificial currency:
a) SDR b) ADR c) GDR d) None of these
4
Which of the following is not a Public Financial Institution:
(A) National Bank for Agriculture & Rural Development (NABARD)
(B )Life Insurance Corporation of India (LIC)
(C) State Financial Corporations
(D) Axis Bank Limited
5
Section 3(1)(b) of SARFAESI Act provides that the net owned fund of an asset
reconstruction company should:
(A) Not be less than two crore rupees or such higher amount as the Reserve Bank
may notify
(B) Not be less than three crore rupees or such higher amount as the Reserve Bank
may notify
( C )Not be less than four crore rupees or such higher amount as the Reserve Bank
may notify
(D) Not be less than one crore rupees or such higher amount as the Reserve Bank
may notify
6
Before which for a can an asset reconstruction company file an application for
enforcement of its security interest:
(A) Debt Recovery Tribunal (B) High Court (C ) District
Court (D) NCLT
(B) Define :
1 Underwriting Devolvement 4
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Seat No.: ________ Enrolment No.___________
GUJARAT TECHNOLOGICAL UNIVERSITY
MBA - SEMESTER ? IV EXAMINATION ? WINTER 2019
Subject Code: 2840601 Date: 03-12-2019
Subject Name: Investment Banking
Time: 02.30 PM to 5.30 PM Total Marks: 70
Instructions:
1. Attempt all questions.
2. Make suitable assumptions wherever necessary.
3. Figures to the right indicate full marks.
Q: 1 6
1
A market where new securities are bought and sold for the first time is known as a
__________ market.
(A)primary
(B)secondary
(C)tertiary
(D)capital
2
To regulate scam in Indian capital market, which of the following body has
regulatory power:
(A) SEBI (B) RBI ( C ) IRDA
3
Which of the following is/are treated as like artificial currency:
a) SDR b) ADR c) GDR d) None of these
4
Which of the following is not a Public Financial Institution:
(A) National Bank for Agriculture & Rural Development (NABARD)
(B )Life Insurance Corporation of India (LIC)
(C) State Financial Corporations
(D) Axis Bank Limited
5
Section 3(1)(b) of SARFAESI Act provides that the net owned fund of an asset
reconstruction company should:
(A) Not be less than two crore rupees or such higher amount as the Reserve Bank
may notify
(B) Not be less than three crore rupees or such higher amount as the Reserve Bank
may notify
( C )Not be less than four crore rupees or such higher amount as the Reserve Bank
may notify
(D) Not be less than one crore rupees or such higher amount as the Reserve Bank
may notify
6
Before which for a can an asset reconstruction company file an application for
enforcement of its security interest:
(A) Debt Recovery Tribunal (B) High Court (C ) District
Court (D) NCLT
(B) Define :
1 Underwriting Devolvement 4
2 Merger and Acquision
3 FCCB
4 GDR
(c ) Write in detail the genesis of CDR in detail. 4
Q: 2 (A)
Explain the ethical issues and conflict of interest that arise for an Investment
banker while undertaking various roles/activities. How should these be dealt
with?
7
(B) Differentiate merchant banker and Investment banks. 7
OR
(B) Explain pricing v/s valuation concept in share pricing. 7
Q:3 (A)
DFL Ltd. company is planning to raise capital to fund it?s expansion by issue of
fresh equity shares. Mr. Nandkishor as a investment Advisor is confused
whether he should raise money by Public Issue or by Private Placement. You are
a merchant banker and Mr. Nandkishor approaches you for advice. What will be
your advise? Justify your answer in brief whether you would advise Public issue
or Private placement.
7
(B)
State the importance of Underwriting in any public issue. Also elaborate its
different types in detail
7
OR
(A) What are the various types of debentures available in the securities market? 7
(B) Explain the role played by Investment banker in a Merger/Acquisition deal. 7
Q: 4
(A)
Venture capital emerged as a very useful tool for raising finance. Explain the
statement with its features and benefits.
7
(B) Discuss the emergence of Investment Banks in the US and India. 7
OR
(A)
Write in detail the different equity, hybrid and debt instrument available for
funding in the domestic market
7
(B)
Who is QIB? Discuss the different type of QIBs and also elaborate on the
guidelines governing the investment decisions of QIBs.
7
Q:5 14
As a Investment bank analysis kindly focus on the main loophole of US investment
bank cries of 2008. Write your view about the dark side of Investment banking with
reference to the US investment bank crisis 2008 and its impact on global economy
with fact'o file
OR
Your Financial Institution is expanding its business operations in the field of
Investment Banking divisions in India. As a Investment bank which sort of
compliances should keep in your mind as well as elaborate all the necessary
approvals are to be taken from the government. As a Investment Banking divisions,
kindly specified how to enter market and also elaborate the Regulatory aspects of
Investment Banking in India.
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This post was last modified on 19 February 2020