Download PTU M.Com 2020 March 4th Sem 72497 Securities Market Operations Question Paper

Download PTU (I.K. Gujral Punjab Technical University Jalandhar (IKGPTU) M.Com 2020 March (Master of Commerce) 4th Sem 72497 Securities Market Operations Previous Question Paper

1 | M-72497 (S18)-1896

Roll No. Total No. of Pages : 02
Total No. of Questions : 09
M.Com. (Professional) (2016 to 2017) (Sem.?4)
SECURITIES MARKET OPERATIONS
Subject Code : MCOPFA-405
M.Code : 72497
Time : 3 Hrs. Max. Marks : 80
INSTRUCTION TO CANDIDATES :
1. SECTIONS-A, B, C & D contains TWO questions each carrying FIFTEEN marks
each and students has to attempt any ONE question from each SECTION.
2. SECTION-E is COMPULSORY consisting of TEN questions carrying TWENTY
marks in all.

SECTION-A
1. What are the functions of Indian Securities Markets? What role is played by various
intermediaries in the growth and development of the financial markets?
2. What is merchant banking all about? Examine the role of Merchant Banker in issue
management.
SECTION-B
3. Explain the various types of trading platforms in BSE and NSE.
4. What steps have been taken by NSE and BSE for the development of efficient trading
systems in the stock exchanges?
SECTION-C
5. What are the salient features of the SEBI guidelines relating to the functioning of new
issue market?
6. Describe the steps taken by SEBI for the protection of the interests of the investors.
SECTION-D
7. What are the functions of OTCEI? Explain the procedure of listing and trading on
OTCEI.
8. What role is being played by Flls in the Indian stock markets? Explain the RBI
regulations for regulating Flls.
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1 | M-72497 (S18)-1896

Roll No. Total No. of Pages : 02
Total No. of Questions : 09
M.Com. (Professional) (2016 to 2017) (Sem.?4)
SECURITIES MARKET OPERATIONS
Subject Code : MCOPFA-405
M.Code : 72497
Time : 3 Hrs. Max. Marks : 80
INSTRUCTION TO CANDIDATES :
1. SECTIONS-A, B, C & D contains TWO questions each carrying FIFTEEN marks
each and students has to attempt any ONE question from each SECTION.
2. SECTION-E is COMPULSORY consisting of TEN questions carrying TWENTY
marks in all.

SECTION-A
1. What are the functions of Indian Securities Markets? What role is played by various
intermediaries in the growth and development of the financial markets?
2. What is merchant banking all about? Examine the role of Merchant Banker in issue
management.
SECTION-B
3. Explain the various types of trading platforms in BSE and NSE.
4. What steps have been taken by NSE and BSE for the development of efficient trading
systems in the stock exchanges?
SECTION-C
5. What are the salient features of the SEBI guidelines relating to the functioning of new
issue market?
6. Describe the steps taken by SEBI for the protection of the interests of the investors.
SECTION-D
7. What are the functions of OTCEI? Explain the procedure of listing and trading on
OTCEI.
8. What role is being played by Flls in the Indian stock markets? Explain the RBI
regulations for regulating Flls.
2 | M-72497 (S18)-1896

SECTION-E
9. Write short notes on the following :
a) Listing of securities
b) Participatory Notes
c) NIFTY
d) Wholesale market segment
e) Commodity Market
f) SEBI
g) Merchant Banker
h) Lead Manager
i) Circuit filter
j) Short Delivery







NOTE : Disclosure of Identity by writing Mobile No. or Making of passing request on any
page of Answer Sheet will lead to UMC against the Student.
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